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Northwest Missouri State University

Category 8: Planning Continuous Improvement

Processes

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8P1. What is your planning process? Note 2: Describe, as appropriate, planning steps, who is involved, timelines, factors that are addressed, and methods for addressing the future. Also, address, how modifications to your mission and vision are addressed.

Northwest conducts its strategic planning process via a two-pronged approach (NOTE: THE NQSM FIGURE CAN BE FOUND IN QUESTION 2P1):

  • Institutional-level planning  (NQSM Phases 1 & 2).
  • Departmental-level planning  (the SSPP – Phase 3 of the NQSM).

Key attributes of the planning process and key process steps are:

  • Institutional-level participants: The SPC drives implementation of Phases 1 & 2 of the NQSM. The SPC consists of Cabinet members, Deans Council members, faculty, staff, students, and key service partners. The SPC formally meets twice during the academic year: once near the end of the fall trimester and once during the spring trimester. The fall retreat also involves additional stakeholders, such as legislators, Board members, parents, alumni, academic partners, and key collaborators.
  • Departmental-level participants: The SSPP is deployed to all departments and thus all employees are involved with driving improvements and planning.
  • Identification of blind spots: Environmental scan inputs from a variety of internal and external Northwest family members provides new perspectives and helps Northwest respond to emerging and previously unforeseen environmental influences. Further, external analyses (Baldrige-based feedback/accreditation reports) provide another lens through which we may identify potential blind spots.
  • Determination of strategic challenges and advantages: Environmental scans yield key information about changing environmental conditions, and the SPC uses consensus techniques to update challenges and advantages.
  • Setting short- and longer-term planning horizons: Annual SI/action plan validation by the SPC constitutes Northwest’s short-term planning horizon. Cross-functional SI teams set completion dates based on the needs outlined in the action plans. That date becomes the long-term planning horizon for the SI.  Each SI deployment plan also contains information on how SIs are to be accomplished within each time horizon. Data on progress toward SIs are reflected on Northwest’s Dashboard System.
  • Evaluating and improving the process: The President’s Cabinet evaluates the planning process (the NQSM) each year. Additionally, Baldrige-based assessments provide feedback on process strengths and further opportunities for improvement.

Key steps of institutional-level planning include:

Setting the strategic context (Phase 1)

  1. Conducting environmental scan/SWOT
  2. Reviewing and refining foundational statements

Identifying and refining SIs (Phase 2)

  1. Identifying new and refining existing SIs
  2. Naming SI champions and teams
  3. Creating deployment plans
  4. Creating resource plans
  5. Creating measurement plans
  6. Creating communication plans

The activities of Phase 1 occur during an annual two-day SPC fall retreat. The primary activity at the retreat is to complete an environmental scan. The environmental scan consists of six major areas of study and is informed by faculty experts and additional information. 

  • Demographic: Faculty experts; ACT AIM; ACT EIS;
  • Economic: Faculty experts
  • Technological: Faculty and staff experts
  • Political/legal (includes educational reforms and regulatory):  Faculty experts
  • Social: Faculty experts
  • Competitive: Administrative staff experts
  • All Areas: Performance data via Dashboard

Note: Findings help shape SIs and SSPPs and help form the basis for discussions during annual departmental visits as well as discussions through the Leadership System. Findings are also integrated into Board of Regents discussions, as appropriate.

At the retreat, multi-functional teams analyze elements of the environmental scan and convert those into challenges and advantages. Another key input during the retreat comes from Northwest’s external analysis process (NQSM Phase 4: External Validation), as the SPC reviews key findings from the previous year’s external feedback sources. These typically include a Baldrige-based feedback report, accrediting reports, audits, and the like.

The SPC validates the foundational statements. Validation and any necessary refinement come via consensus. During this portion of its retreat, the SPC reviews the KQIs/performance measures to help set the stage for refining and selecting new SIs. Proposed changes to the foundational documents are published for reaction by the campus community.

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8P2. How do you select short- and long-term strategies? Note 3: Address, as appropriate, the key influences, challenges, and requirements that are most likely to affect your strategy selection and how you address conflicting expectations of key stakeholder groups.

The environmental scan (Phase 1 of the NQSM) allows the SPC to consider short- and longer-term challenges, opportunities and strategies. Strategic Initiative (SI) teams, who are responsible for carrying out plans, prioritize their work during action plan development. Through periodic reviews by the SPC, oversight by the Cabinet, and the annual budget process, the priorities given to each SI are reviewed and adjusted as appropriate. This process ensures that short- and longer-term challenges and opportunities achieve a reasonable balance. Northwest ensures SIs balance the needs of students, employees, the community, alumni, and key suppliers/partners through:

  • the broad representation of those interests on the SPC and with special invitations to the annual retreat;
  • reviewing KQI performance to understand key strengths and gaps;
  • and using external assessments that provide commentary addressing student and stakeholder needs.

Each SI has four action plans associated with its development:  deployment, resource, measurement, and communication. Action plans are completed by a multi-functional SI team so input is gathered from all relevant stakeholder groups during SI development. Action plans are expressed in a common format, and are shared with the SPC electronically and verbally at SPC meetings. Strategic Initiatives and plans are also shared with the campus community. This knowledge sharing allows economies and lessons learned to be shared among SIs. Action plans are unique for each SI and provide a foundation for SI completion. Once SIs are complete (i.e. major goals have been met), ownership is given to an appropriate academic or service department for integration into the campus environment. In other words, it becomes a work process.

Because of the AQIP reaccreditation process, Northwest has modified its process to ensure that Strategic Initiatives are also referred to as AQIP action projects.

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8P3. How do you develop key action plans to support your institutional strategies? Note 4: Address the plans you regularly produce, implement, and revise. Also, address how progress reports are regularly tracked as well as communicated to students, faculty, staff, administrators, and key stakeholders groups.

As noted in 8P1 and 8P2, university-wide plans are linked during phases 1 and 2 of the NQSM.  Departmental plans, (i.e., SSPPs) are aligned to institutional goals via step 2 of the SSPP. Those plans and alignments are validated annually through the annual review process and the annual department visit.  These processes as well as the bi-annual Planning and Development Days allow departments and senior leaders to ensure that departmental plans are linked to College and University strategies.

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8P4. How do you coordinate and align your planning processes and overall institutional strategies and action plans with your varying institutional levels? Note 5: Levels might include, for example, colleges, departments, units, and satellite campuses.

See 8P1 and 8P3.

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8P5. How you select measures and set performance projections for your institutional strategies and action plans?

Each SI has four action plans associated with its development:  deployment, resource, measurement, and communication. Action plans are completed by a multi-functional SI team so input is gathered from all relevant stakeholder groups during SI development. The measurement action plan and performance projections are discussed and agreed upon within the cross-functional SI planning team. Each SI has a unique set of measures and performance projects. When available, competitive comparisons from our Peer institutions are used to gauge future performance.

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8P6. How do you account for appropriate resource needs within your strategy selection and action plan implementation processes? Note 6: Resource needs might include staff, financial, space, and equipment.

Phase 2 of the NQSM provides the context by which resources are allocated. The process begins with the Cabinet, where funds are allocated to SIs during a series of budget-focused Cabinet meetings. During each budget cycle, Northwest keeps a cash reserve in case extra funds are needed for emergency planning. Because of the SPC’s broad representation, academic and service departments play an important role in action plan development and eventually gain ownership of completed SIs. Therefore, the Deans’ Council and Cabinet members are empowered to add or reallocate funds accordingly to ensure sufficient support for SI and action plan development. In all, the four action plans address resources and other needs to ensure the appropriate support for action plan development.

Risks associated with action plans are identified via the environmental scan, and input on risks is gathered through the expertise of the SI team membership. A high priority is given to each SI to ensure it can be executed in the established timeframe, and plans are reinforced annually and tracked each trimester by the SPC.

Northwest’s action-oriented, cross-functional, team approach to strategic planning allows action plans to be modified to meet changing needs. The use of champions and empowerment of SI teams allow for the agility to modify action plans when new and valid information is introduced. As plans are modified, they are distributed electronically to the SPC and are reviewed/validated at SPC meetings.

Resources needed for departmental planning are allocated through the development of SSPPs – phase 3 of the NQSM. Future needs are addressed in the development of SSPPs and needed resources are requested from the department to the appropriate leadership group (Deans Council or Cabinet).

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8P7. How do you ensure faculty, staff, and administrator capabilities will be developed and nurtured to address requirements regarding changing institutional strategies and action plans?

We choose to not respond to this question at this time.

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8P7. What measures of the effectiveness of your system(s) for planning continuous improvement do you collect and analyze regularly?
  • Historical accreditation reports
  • Baldrige-based feedback reports
  • Data collected from the Faculty Satisfaction Survey
  • Data collected from the Staff Satisfaction Survey
  • Student Satisfaction Surveys
  • Internally developed measures for the NQSM

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